Our Services
Luna Capital Management LLC provides investment management services, general investment advice, and financial planning services to individual investors, trusts, businesses, retirement plans, and non-profit organizations. Complimentary 30-minute phone consultation with Ronan C. Gaudario for further insights and outlook.
Individually Managed Accounts:
All client assets are held in segregated accounts at a third-party custodian. Interactive Brokers, LLC, and TD Ameritrade are the custodians primarily used by Luna Capital Management. Both are large, highly regarded investment houses. Clients will have their own secure access to the custodian website to access their accounts, transactions and account records, and unaudited performance results. However, if a client so desires, assets can be held in custody at any qualified brokerage firm. Because Luna Capital Management is not directly associated with a securities dealer or broker, the firm receives no trading commissions. This allows us to provide truly objective, non-biased and personalized service to our clients.
Investment Plan & Asset Allocation:
Based on each client’s investment needs, Luna Capital Management develops an investment portfolio for each client which may consist of three components, but not limited to: equity, fixed-income, and cash.
Asset allocations are customized for each client according to the following:
- investor goals and objectives,
- risk tolerance,
- targeted cash-flow needs,
- tax considerations.
After the establishment of the investment portfolio, Luna Capital will manage and reevaluate client portfolios on a regular, on-going basis.
Independent Portfolio Investment Review:
Whether you manage your own investments or pay someone to manage them for you, it makes sense to get a second opinion done by a Senior Wealth Advisor. At Luna Capital Management we are very committed to making sure that investors have a clear understanding of their investment holdings and their associated costs and risks. Complimentary 1 hour review.
Financial Planning:
Luna Capital Management employs a holistic, personalized financial planning approach based on your individual needs and goals, your personal risk profile, and any special circumstances related to your finances. At the onset of our discussion surrounding your financial needs, we collect information about your income and expenses, your investment portfolio and other assets and liabilities. Typically, you will complete an online planning tool that helps to establish your risk profile and identify other pertinent information that should be considered in our review. You will be provided with a complete report and analysis at the end of the consultation. Throughout the review process, we work with you to help determine your investment goals and to establish an appropriate time horizon over which to achieve them. Financial Planning services may be charged on an hourly or fixed fee basis. Download a Sample Report
